Recommended Titles and Treatises

Soderquist on the securities laws

by Gary M. Brown. Practising Law Institute. 5th edition. 2006.
1 volume. Looseleaf.

Now in the 5th edition, this treatise looks at the Securities Act, SEC rules, and the changes brought from the Sarbanes-Oxley Act. It features checklists to aid practitioners regarding securities. It looks at the regulatory frame work of securities registration, exemptions, liabilities for violations, reporting, and fraud.

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